ABOUT ME
As a result-oriented professional, I have 27 year work experience in the Canadian financial services sector in different roles including 21 years in Compliance. I offer superb working knowledge of securities legislation, enforcement processes and operations.
Privately, I conduct technical analysis of capital markets using naked charts and W.D. Gann advanced methodology incorporating geometry, mathematics and universal natural law. I also enjoy running a couple of successful small businesses.
I can be reached at the contact information listed in the header of this page.
CAREER EXPERIENCE
2022 - 2023
Chief Compliance Officer
Children's Education Funds Inc., Burlington
2019 - 2022
Chief Compliance Officer and Chief Operating Officer
GP Wealth Management Corporation, Toronto
EDUCATION
1999
Chartered Financial Analyst
The CFA Institute
1996
Master of Business Administration (Finance)
Simon Fraser University
2000 - 2019
Provincial Compliance Officer
CST Consultants Inc., Toronto
1993
Master of Engineering (Industrial)
Thapar University
2006 - 2009
Senior Compliance Officer and Manager, Operations
GP Wealth Management Corporation, Toronto
1991
Bachelor of Engineering (Mechanical)
Thapar University
2004 - 2006
Regional Compliance Officer, Western Canada
Performa Financial Group Limited, Vancouver
2003 - 2004
Compliance Officer and Team Manager
John Nicola Financial Group, Vancouver