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As a result-oriented professional, I have 27 year work experience in the Canadian financial services sector in different roles including 21 years in Compliance. I offer superb working knowledge of securities legislation, enforcement processes and operations.

Privately, I conduct technical analysis of capital markets using naked charts and W.D. Gann advanced methodology incorporating geometry, mathematics and universal natural law. I also enjoy running a couple of successful small businesses.

I can be reached at the contact information listed in the header of this page.


2022 - 2023

Chief Compliance Officer

Children's Education Funds Inc., Burlington

2019 - 2022

Chief Compliance Officer and Chief Operating Officer

GP Wealth Management Corporation, Toronto



Chartered Financial Analyst

The CFA Institute


Master of Business Administration (Finance)

Simon Fraser University

2000 - 2019

Provincial Compliance Officer

CST Consultants Inc., Toronto


Master of Engineering (Industrial)

Thapar University

2006 - 2009

Senior Compliance Officer and Manager, Operations

GP Wealth Management Corporation, Toronto


Bachelor of Engineering (Mechanical)

Thapar University

2004 - 2006

Regional Compliance Officer, Western Canada

Performa Financial Group Limited, Vancouver

2003 - 2004

Compliance Officer and Team Manager

John Nicola Financial Group, Vancouver

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